Please Note: The Commission should receive a new properly completed broker-in-charge declaration form (rec 2.04) prior to the removal of a
Broker-in-Charge. Otherwise, when a Broker-in-Charge is removed from a firm, he or she may lose their designation as Broker-in-Charge (but
may not lose his or her eligibility to be re-designated). Licenses of provisional brokers with the firm are placed on Inactive Status and
the address of record for both provisional brokers and brokers is changed to their residence address.
Click here to access the
Request for BIC Eligible Status and-or Broker-In-Charge Designation (REC 2.25) online form.
This form is not meant to be printed. If you have already completed the form please use the submit button at the bottom
to send the form directly to the Commission.